How It Works

From 6 weeks to 2 days.
Here is how.

RegShield automates the entire investor compliance workflow suitability assessment, KYC and AML, document processing, regulatory monitoring, and investor communications from first contact to DORA-compliant audit trail. All in one platform.

The difference RegShield makes.

Without RegShield
6 to 8 weeks onboarding
€800 to €1,500 / investor
Manual KYC chasing
Suitability in Word docs
3–5 h/week regulation reading
DORA non-compliant
With RegShield
2 days
€35 per investor
Automated and instant
AI-powered + SHAP explainable
5 min — ranked and summarised
Immutable audit trail

The compliance workflow. Automated.

Every step a compliance officer used to do manually — RegShield handles automatically.

01
AI Suitability Assessment
MiFID II Art. 25 ELTIF 2.0

The investor receives a secure link. They complete the MiFID II Article 25 suitability assessment through natural AI conversation — no forms, no PDFs. ELTIF 2.0 retail eligibility checked automatically. Every decision recorded with SHAP explainability values. Human override available and documented.

02
KYC and AML Automated
KYC AML GDPR

Identity verified instantly through automated document checks. AML behavioural scoring calculated automatically. Ongoing monitoring activated from day one. No manual document chasing. No email back-and-forth. Every verification result logged in the audit trail.

03
Fund Document Analysis
ELTIF 2.0 PRIIPs

Fund prospectus uploaded once. RegShield extracts key data automatically — investment strategy, fees, risks, and conditions. ELTIF 2.0 compliance gaps flagged with exact article references. Plain language summaries generated in 4 languages.

04
Immutable Audit Trail
DORA Art. 17 GDPR Art. 17

Every action recorded in a cryptographically chained audit log — impossible to modify after the fact. DORA Article 17 compliant. ICT incident pipeline with automatic T+4h, T+72h, and T+1 month deadlines. GDPR pseudonymisation applied automatically. CSSF inspection ready at any time.

05
Regulatory Monitoring
DORA ESMA EBA CSSF

CSSF, ESMA, EBA, and Legilux publications scanned daily. AI ranks each publication by importance and urgency for your specific funds — so your team focuses on what matters first. Every alert comes with a plain language summary of what changed, what it means for your funds, and what action is required. 3 to 5 hours of manual reading replaced by 10 minutes of targeted review.

06
Investor Communications
Coming Year 2

Personalised reports generated automatically for each investor — adapted to their language, sophistication profile, and fund exposure. AI-powered chatbot available 24/7 for investor queries. Delivery confirmation logged in the audit trail.

Six modules. One platform.

Every compliance obligation covered — simultaneously.

01
AI Suitability Engine
Natural conversation. SHAP explainability. Human override documented.
MiFID II Art. 25
02
Document Processing
Prospectus analysis. ELTIF 2.0 compliance flagging. Plain language summaries in 4 languages.
ELTIF 2.0 · PRIIPs
03
KYC and AML
Automated identity verification. Behavioural AML scoring. Ongoing monitoring.
KYC · AML
04
Regulatory Monitor
Daily CSSF, ESMA, EBA, Legilux scraping. AI-ranked alerts with plain language summaries.
DORA · ESMA · EBA
05
Investor Communications
Personalised reports. AI chatbot. 4 languages.
Coming Year 2
06
Audit Trail and DORA
SHA-256 hash chain. ICT incidents. GDPR pseudonymisation.
DORA Art. 17 · GDPR

Every regulatory obligation. Covered.

Framework
Articles
What RegShield does
DORA
Art. 17, 18, 19
Immutable audit trail + ICT incident reporting Automatic T+4h, T+72h, and T+1 month incident deadlines. Cryptographically chained log. CSSF inspection-ready at any time.
MiFID II
Art. 25
AI suitability engine + SHAP explainability + human oversight documented Conversational suitability assessment. Every decision recorded with SHAP values. Human override documented.
ELTIF 2.0
Art. 9+
Retail investor onboarding + automatic eligibility alerts Full ELTIF 2.0 retail eligibility check. Compliance gaps flagged with exact article references. Summaries in 4 languages.
GDPR
Art. 17, 25
Pseudonymisation architecture + right to erasure workflow Data minimisation by design. Pseudonymisation applied automatically. No fund data used for model training.
EU AI Act
Art. 13, 14
Full explainability + human supervision documented All AI components classified and documented. Human-in-the-loop for all compliance determinations. Full model card available.
PRIIPs
RTS —
Prospectus analysis + compliance gap flagging + 3 language summaries PRIIPs KID generation. Compliance gaps flagged. Plain language summaries in EN, FR, DE.
CSSF Innovation Hub — Written Confirmation — 14 April 2026

"RegShield does not require authorisation under the law of 5 April 1993 on the financial sector."

No licence required
To operate the platform
14 April 2026
Written confirmation date
Ongoing dialogue
Direct CSSF Innovation Hub contact
Live in production
regshield.lu