RegShield automates the entire investor compliance workflow suitability assessment, KYC and AML, document processing, regulatory monitoring, and investor communications from first contact to DORA-compliant audit trail. All in one platform.
Every step a compliance officer used to do manually — RegShield handles automatically.
The investor receives a secure link. They complete the MiFID II Article 25 suitability assessment through natural AI conversation — no forms, no PDFs. ELTIF 2.0 retail eligibility checked automatically. Every decision recorded with SHAP explainability values. Human override available and documented.
Identity verified instantly through automated document checks. AML behavioural scoring calculated automatically. Ongoing monitoring activated from day one. No manual document chasing. No email back-and-forth. Every verification result logged in the audit trail.
Fund prospectus uploaded once. RegShield extracts key data automatically — investment strategy, fees, risks, and conditions. ELTIF 2.0 compliance gaps flagged with exact article references. Plain language summaries generated in 4 languages.
Every action recorded in a cryptographically chained audit log — impossible to modify after the fact. DORA Article 17 compliant. ICT incident pipeline with automatic T+4h, T+72h, and T+1 month deadlines. GDPR pseudonymisation applied automatically. CSSF inspection ready at any time.
CSSF, ESMA, EBA, and Legilux publications scanned daily. AI ranks each publication by importance and urgency for your specific funds — so your team focuses on what matters first. Every alert comes with a plain language summary of what changed, what it means for your funds, and what action is required. 3 to 5 hours of manual reading replaced by 10 minutes of targeted review.
Personalised reports generated automatically for each investor — adapted to their language, sophistication profile, and fund exposure. AI-powered chatbot available 24/7 for investor queries. Delivery confirmation logged in the audit trail.
Every compliance obligation covered — simultaneously.
"RegShield does not require authorisation under the law of 5 April 1993 on the financial sector."